ERISA / IRC FIDUCIARY ACKNOWLEDGMENT
If the client is: (i) a retirement plan (“Plan”) organized under the Employee Retirement Income Security Act of 1974 (“ERISA”); (ii) a participant or beneficiary of a Plan subject to Title I of ERISA or described in section 4975(e)(1)(A) of the Internal Revenue Code, with authority to direct the investment of assets in his or her Plan account or to take a distribution; (iii) the beneficial owner of an Individual Retirement Account (“IRA”) acting on behalf of the IRA; or (iv) a Retail Fiduciary with respect to a plan subject to Title I of ERISA or described in section 4975(e)(1)(A) of the Internal Revenue Code: then Atlas Capital represents that it and its representatives are fiduciaries under ERISA or the Internal Revenue Code, or both, with respect to any investment advice provided by Atlas Capital or its representatives or with respect to any investment recommendations regarding an ERISA Plan or participant or beneficiary account.
ADDITIONAL IMPORTANT INFORMATION
Our most recent disclosure statement “Brochure” as set forth by Form ADV Part 2 is available upon request or can be immediately viewed (along with other important information) on our website at www.atlascapitalmanagement.com. The Client authorizes the Adviser to deliver, and the Client agrees to accept, all required regulatory notices and disclosures via electronic mail and/or via the Adviser’s internet website, as well as all other correspondence from the Adviser. Adviser shall have completed all delivery requirements upon the forwarding of such document, disclosure, notice and/or correspondence to the Client’s last provided email address (or upon advising the Client via email such document is available on the Advisers web site). It is the Client’s responsibility to notify Adviser of any change to Clients’ email address. Atlas Capital Management continues to manage your investment assets in accordance with your most current designated investment objective(s). Unless and until you advise us otherwise, in writing, we will assume that your investment objectives remain the same; and we shall continue to manage your assets in the same manner as we do currently. As always, please remember to advise us if there are any changes in your personal/ financial situation or investment objectives, or if you wish to impose, add or to modify any reasonable restrictions to our investment management services. Of course, as always, should you have any questions regarding your current objective or any other issue pertaining to your accounts, or any other issue; we will continue to remain available at your convenience to address them either in person at our corporate office or by telephone at (260) 637‐2857.