Forms
Atlas Capital Management does not custody assets and utilized E*TRADE Advisor Services as custodian for investment managed accounts. As of August 1, 2021 E*TRADE Advisor Services transitioned to Axos Advisor Services as custodian for investment management accounts. We encourage you to use the new Axos application and maintenance forms.
Requires selling agreement – please contact your broker dealer or Atlas Capital if you do not have existing selling agreement
Atlas Client Maintenance Forms
- Client Risk Disclosure Form and Atlas Policy (NO LONGER REQUIRED, please submit most recent Investment Management Agreement dated 09.2021)
- Form W-9 (Request for Taxpayer Identification Number and Certification)
- Investment Management Agreement
- Management Strategy Instructions (Used to request strategy changes for existing accounts)
- Solicitor Disclosure Form (use to change Solicitor on an existing account)
- Deduct Management Fee From Another Account
- Online Account Access Instructions (for Axos Advisor Services)
- Request to Terminate Account Management
- Sample one and same letter (to facilitate transfers if names have slight differences)
- Increased Risk Acknowledgement (for UTMA accounts)
Atlas Representative Maintenance Forms
- Non-Retirement Account One-Time ACH Deposit Request
- Non-Retirement Account Distribution Request
- Transfer on Death (TOD) Designation
- Non-Retirement Account Systematic Contribution/Distribution Request
- IRA Distribution Request
- Beneficiary Distribution Request
- EZ IRA Distribution Request
- Certification of Trust Form (IRAs)
- IRA Beneficiary Designation or Change Request
- IRA Contribution Request
- Transfer Request
- Power of Attorney - Attorney-in-Fact-Verification
- Statement Family Request
- Advisor Authorization for Distributions
- Electronic Delivery Change Form
- Third Party Export & Integration Request
- Customer RIA Account Agreement
- Change of Address
Periodic Table of Investment Returns