Forms
Atlas does not custody assets and utilizes E*TRADE Advisor Services (formerly Trust Company of America) as custodian for investment management accounts.
Requires selling agreement – please contact your broker dealer or Atlas Capital if you do not have existing selling agreement
New Client Instructions
- Account Application - You will be directed to the E*TRADE Advisor Services Account Applications & Other Forms page.
- Transfer Request
- Atlas Capital New Client Forms
Atlas Client Maintenance Forms
- Client Risk Disclosure Form and Atlas Policy (NO LONGER REQUIRED, please submit most recent Investment Management Agreement dated 01.2020)
- Form W-9 (Request for Taxpayer Identification Number and Certification)
- Investment Management Agreement
- Management Strategy Instructions (Used to request strategy changes for existing accounts)
- Financial and Suitability Update Form
- Solicitor Disclosure Form (use to change Solicitor on an existing account)
- Deduct Management Fee From Another Account
- Online Account Access Instructions (for E*TRADE Advisor Services)
- Request to Terminate Account Management
- Sample one and same letter (to facilitate transfers if names have slight differences)
- Increased Risk Acknowledgement (for UTMA accounts)
Atlas Representative Maintenance Forms
- Non-Retirement Account One-Time ACH Deposit Request
- Non-Retirement Account Distribution Request
- Transfer on Death (TOD) Designation
- Non-Retirement Account Systematic Contribution/Distribution Request
- IRA Distribution Request
- Beneficiary Distribution Request
- EZ IRA Distribution Request
- Certification of Trust Form (IRAs)
- IRA Beneficiary Designation or Change Request
- IRA Contribution Request
- Transfer Request
- Power of Attorney - Attorney-in-Fact-Verification
- Statement Family Request
- Advisor Authorization for Distributions
- Electronic Delivery Change Form
- Third Party Export & Integration Request
- General Terms and Conditions
Periodic Table of Investment Returns